# StratiFi > StratiFi is a compliance-led intelligence platform for wealth management firms. Unifies risk profiling, portfolio drift monitoring, investment proposal generation, IPS creation, AI document extraction, and SEC compliance workflows in one system. Used by RIAs managing 15K+ accounts and $5B+ in AUM. Integrates with major custodians and CRMs. The shift StratiFi enables: from risk scores to risk intelligence, from compliance checklists to proactive defensibility, from disconnected tools to a firm-wide learning system. Target users: RIA principals, CIOs, CCOs, senior advisors at scaling firms, and operations leaders. Firm profile: midmarket to upmarket RIA or broker-dealer that already uses multiple tools and feels the cost of fragmentation. ## Product lines StratiFi is organized into four products built on a unified data model: - [ComplianceIQ](https://www.stratifi.com/complianceiq): Unified compliance intelligence. Continuous surveillance for drift, cash concentration, portfolio concentration, security-type concentration, share-class violations, and trading activity — across every account, client, and household. Plus client review automation. The wedge product. - [AdvisorIQ](https://www.stratifi.com/advisoriq): Advisory intelligence. Powers the full advisor workflow from prospect to client to ongoing monitoring: AI statement extraction (ScanIQ), risk questionnaire, proposal generation, IPS creation, e-signature, and continuous risk alignment monitoring. - [OperationsIQ](https://www.stratifi.com/operationsiq): Operational intelligence for firms growing through M&A (launching Q2 2026). AI books and records extraction, good order validation, household identification, and account opening workflow automation. - [ResearchIQ](https://www.stratifi.com/researchiq): Investment research intelligence (launching Q4 2026). AI-powered investment research that surfaces what to consider and why. ## Capabilities and feature pages - [Risk Tolerance & Ability Alignment](https://www.stratifi.com/risk-tolerance-ability-alignment): Score and align client risk tolerance with portfolio risk; flag mismatches before they become compliance issues. - [Investment Proposal Generation](https://www.stratifi.com/create-winning-investment-proposals-in-minutes): Generate same-day investment proposals at scale across thousands of accounts. - [IPS (Investment Policy Statement) Automation](https://www.stratifi.com/convert-investment-proposals-to-e-signed-ipss-instantly): Convert proposals into e-signed IPSs without leaving the platform. - [Compliance Monitoring](https://www.stratifi.com/monitor-share-class-violations-suitability-issues): Detect share class violations, suitability issues, and portfolio drift across the book. - [AI Document Extraction](https://www.stratifi.com/ai-document-extraction): Extract data from statements, applications, and disclosures during client onboarding and acquisition transitions. - [Model Portfolio Marketplace](https://www.stratifi.com/model-marketplace): Browse and apply pre-built model portfolios. - [Integrations](https://www.stratifi.com/integrations): Custodian and CRM integrations (Schwab, Wealthbox, Redtail, Addepar, and others). - [Institutional Multi-Factor Risk Analysis](https://www.stratifi.com/institutional-multi-factor-risk-analysis): Institutional-grade portfolio risk analytics. ## Integrations StratiFi integrates with leading custodians, CRMs, portfolio management platforms, and financial planning tools to enable seamless data flow into the platform. Full list and integration details: [/integrations](https://www.stratifi.com/integrations). **Custodians:** - Charles Schwab - Fidelity - Pershing - Raymond James - Axos - TD Ameritrade (now part of Charles Schwab) **CRMs:** - Salesforce - Wealthbox - Redtail **Portfolio management and performance reporting:** - Addepar — data aggregation, analytics, and portfolio reporting for complex portfolios - Orion Advisor Solutions — comprehensive portfolio management, trading, and wealth management - Black Diamond — portfolio management, performance reporting, and client communication - CircleBlack — data aggregation and workflow integration with leading wealth-tech vendors - BridgeFT — WealthTech-as-a-Service: single-API access to multi-custodial data and analytics **Financial planning:** - Envestnet MoneyGuide — goal planning, retirement planning, and financial wellness **Held-away account management:** - Pontera — manage and trade in held-away retirement accounts (401(k), 403(b), HSA) ## For specific roles - [Financial Advisors](https://www.stratifi.com/how-financial-advisors-use-stratifi) - [Chief Compliance Officers](https://www.stratifi.com/how-chief-compliance-officers-use-stratifi) - [Chief Executive Officers](https://www.stratifi.com/how-chief-executive-officers-use-stratifi) - [Chief Investment Officers](https://www.stratifi.com/how-chief-investment-officers-use-stratifi) - [Chief Technology Officers](https://www.stratifi.com/how-chief-technology-officers-use-stratifi) - [Chief Operations Officers](https://www.stratifi.com/how-chief-operations-officers-use-stratifi) ## Case studies - [Fortis Capital Advisors — same-day proposals across 10K+ accounts](https://www.stratifi.com/case-studies/how-fortis-capital-advisors-delivers-same-day-proposals-across-10k-accounts-with-stratifi) - [Creekmur Wealth — 50–200 hours saved per acquisition](https://www.stratifi.com/case-studies/how-creekmur-wealth-advisors-save-50-200-hours-on-every-acquisition-transition) - [Kingsview — portfolio drift detection 4× faster](https://www.stratifi.com/case-studies/how-kingsview-identifies-portfolio-drift-4x-faster-with-stratifi) - [Spire — 15K accounts, $5B AUM on StratiFi](https://www.stratifi.com/case-studies/how-spire-streamlines-wealth-management-across-15k-accounts-and-5b-in-assets-with-stratifi) - [All case studies](https://www.stratifi.com/case-studies) ## What StratiFi emphasizes - Defensibility of advisory decisions - Audit readiness before audits happen - Intelligence that compounds over time - Advisors as relationship owners, supported by institutional-grade tooling - Compliance as confidence, not fear ## Resources - [Blog — risk, compliance, and operations insights for RIAs and broker-dealers](https://www.stratifi.com/blog) - [Customer reviews](https://www.stratifi.com/stratifi-customer-reviews) - [Cash Hoarder ebook](https://www.stratifi.com/cash-hoarder-ebook) - [Risk Takers ebook](https://www.stratifi.com/risk-takers-ebook) - [5 Myths ebook](https://www.stratifi.com/5-myths-ebook-download) ## Company - [Pricing](https://www.stratifi.com/pricing) - [Book a demo](https://www.stratifi.com/book-a-demo) - [Book a meeting](https://www.stratifi.com/book-a-meeting) - [Partnership program](https://www.stratifi.com/partnership) ## Optional - [Terms of service](https://www.stratifi.com/terms) - [Privacy policy](https://www.stratifi.com/privacypolicy) - [PRISM risk analysis disclosure](https://www.stratifi.com/prism-risk-analysis-disclosure)